Rational Unified Process (RUP)

Working as a software engineer is one of the most challenging jobs in the world. A software engineer has to work very hard and carefully to manage the project, resources, and clients in a proper way so that he/she can track the project, execute as per plan and lead to success. Software engineers always focus on how to reduce the risk of project failure.

Topic that we are going to cover:

  1. What is Rational Unified Process (RUP)?
  2. Phases of the RUP methodology and its sub tasks.
  3. How does RUP methodology work?
  4. Advantages and Disadvantages of RUP methodology

Software Engineering is an organized approach to the design, development, operation and maintenance of the software system. The objectives of Software Engineering are: Maintainability, Correctness, Reusability, Testability, Reliability, Portability and Adaptability.

As a software engineer, to establish a good and efficient system need more practice and more effort into it. Always keep in mind that until and unless, there is no proper process in the system, there is always a risk of project failure and will always temporary solution. So that first job of the software engineer is to make a good system. To make a good and efficient system, software development methodology should be chosen based on the clients requirement and Client nature. There are different kinds of software development methodologies.

Among this list of methodologies, RUP is one of the most popular and effective methodologies for software development.

What is RUP?

Rational Unified Process (RUP) is a software development process from the Rational division of IBM. It can be defining as

A processed product – the development team for RUP is working closely with customers, partners, groups organizations to ensure that the process is constantly updated

The RUP leverages team productivity – it allows the team to have free access to a knowledge base with all the guidelines and tool mentors that help them overcome critical issues. This helps the entire team share the same language when developing a software

The RUP creates and maintains models – instead of producing a large amount of paperwork, this method creates models – semantically rich representations of the software system your team is developing

The RUP is a guide on how to use Unified Modelling Language (UML)  – UML allows your team to communicate their requirements, architecture, and design of the project.

The RUP is a configurable process – it is a simple and clear process that can fit both small development teams as well as large organizations.


Rational Unified Process (RUP) divides the development process into four distinct phases that each involve business modeling, analysis and design, implementation, testing, and deployment. The four phases are as follow:

Phases of RUP
4 Phases of RUP

1. Inception: It is the initial phase of the developing process. Essentially, in this phase, your team determines the structure and the basic idea of the project. Also, the team will decide the purpose of the project, success criteria, estimated cost, risk assessment, scheduled time, and resources required to complete it, etc. It is just like an evaluation of the project.

The conclusions of the inception phase are:

  • It provides a general vision project initiative document with multiple parameters.
  • We get the project scope with the initial project model.
  • An initial business suite with financial analysis.
  • A project plan with different phases with a business model.
  • Requirement understanding.
  • Actual expenditures versus planned expenditures.

The major task that involves in the Inception are as follow:

  1. Scheduling Resources
  2. Cost and Time Estimation
  3. Planning
  4. Risk Management
  5. Prototypes Development

2. Elaboration: This is the second phase of the development process. The projects architecture and required resources are further evaluated. This phase aims to analyze the requirements and the architecture of the system, develop the project plan and eliminate the highest risk elements of the project. Its undoubtedly the most critical of all stages as it signifies the transition from low-risk to high-risk. Its also the point when your team has to decide whether to start construction (development and coding) or not.

The conclusions of the Elaboration phase are:

  • It provides a full model of the project with functional and non-functional requirements.
  • It provides a full Software Architecture Description.
  • It provides the stability of the project, like the vision of the product & architecture of product stable or not?
  • Similarly, the project plan will approve or not?
  • Is the actual resource cost versus planned resource cost acceptable or not?

The major task that involves in the Elaboration are as follow:

  1. Analysis of problem domain
  2. Use Case Diagram Development
  3. System Architecture Development        

3. Construction: This is the third phase of the development process. At this stage, your team is finally ready to develop all components and features and integrate them into the product. Its a manufacturing process where your team focuses on managing resources to optimize costs, schedules, and quality. The software is designed, written, and tested successfully.

The conclusions of the Construction phase are:

  • The software product integrated over different modules.
  • It provides a user manual.
  • Is the product release stable or not?
  • Is it meets client requirements or not?
  • Is the actual resource cost versus planned resource cost acceptable or not?

The major task that involves in the Construction are as follow:

  1. System Build
  2. System Operational Manual
  3. User Manual
  4. Test Cases

4. Transition: This is the last phase of the development process. The transition phase is the moment when the product is finally finished, released and delivered to customers. However, once the product is given to the user, several issues can arise. This requires the team to handle all the bug-fixes and correct problems, or to finish some features that were postponed. It is the process of deployment.

The conclusions of the Transition phase are:

  • It is one type of beta testing to validate the product as per user expectations.
  • It provides the end-user to satisfy or not.
  • All types of training manuals for the user.

The major task that involve in the Transition Phase are as follow:

  1. Training
  2. Beta Testing
  3. Analysis of Users Review
  4. Supporting & maintaining product

The benefits of RUP:

  • It allows you to deal with changing requirements regardless of whether they are coming from the customer or from the project itself.
  • It emphasizes the need for accurate documentation.
  • It forces integration to happen throughout the software development, more specifically in the construction phase.
  • It allows us to deal with changing requirements within the development life cycle of the project as per the client or customer needs i.e. it welcomes change.
  • It supports incremental build the software product.
  • It provides proper documentation of the software product.
  • It helps to use the resources efficiently.
  • It helps to identify issues early in the process life cycle.
  • It improves process control and risk management.
  • It enhances team productivity.It allows you to deal with changing requirements regardless of whether they are coming from the customer or from the project itself.
  • It emphasizes the need for accurate documentation.
  • It forces integration to happen throughout the software development, more specifically in the construction phase.
  • It helps reduces unexpected development costs.

The disadvantages of RUP:

  • It mostly relies on the ability of experts and professionals to assign the activities to individuals who should then produce pre-planned results in the form of artifacts.
  • The integration in development process can also have an adverse impact on some more fundamental activities during the stages of testing
  • Although RUP has delivered excellent results, especially in software development, it is a rather complex method which makes its implementation challenging, particularly for smaller businesses, teams or projects.
  • It is a complex model to implement as it has multiple stages of the workflow.
  • It is challenging for organizations to implement which has, small team size or projects.
  • It should be highly result-oriented from individuals or teams.
  • It emphasizes on the integration of modules throughout the development process software, so this creates trouble during the testing phase.

Also learn how Rational Unified Process RUP reflect Gantt Chart

2 comments

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